Investment questionnaire is a tool used for protection of the clients and their capital against an investment which they do not understand and which may cause a significant loss to them. This questionnaire is a part of the registration form; it evaluates the clients’ investment knowledge and experience, their financial situation, and investment objective.
Based on the answers to carefully formulated questions, every client is assigned an investment profile that aligns with the offered services, such as choice of investment strategies. The clients are recommended to fill out the questionnaire carefully and truthfully. The result is always sent to the client via email, and it may also be found in PurpleZone. The obligation to fill out the investment questionnaire during the registration of a new client is defined by The Act of Capital Market Undertakings and integrated into it due to unified European guideline MiFID.